2.2 Methods
2.2.1 Model structure
Prior evaluations of blood safety policies have taken a cohort approach in which recipients with a transfusion-transmitted infection (TTI) are assumed to have the same general characteristics as all blood recipients [8,8,15,64]. However, the number and types of components to which a recipient is exposed influence risk for TTI. Those with high component exposure may differ from the “average” recipient in age, sex, or expected survival, which can influence the health economic consequences of transfusion transmission. Recognizing this, we developed a recipient-level microsimulation model.
Our model aggregated the blood center costs, adverse events, and lifetime health economic consequences of adverse events due to ZIKV transfusion transmission during 1 year under each policy. Lifetime societal costs due to TTZ, including productivity loss due to illness or death, and lifetime utility loss of quality-adjusted life-years (QALYs) were estimated and discounted in continuous time at 3% per year. True-positive and false-positive donations removed from the blood supply were also totaled for the year, along with an associated per-donation cost. We took a societal perspective and converted all costs to 2016 U.S. dollars. Parameters estimated from the literature are listed in Table 2.1 <[9,34,61,65–79]>.
Parameter1 | Value | Distribution2 | Source |
Base case probability (95% credible range for PSA) | |||
ZIKV-positive donation collected in 50 states: | |||
TX gulf during KLT | 3.05×10-5 (1.12×10-5 – 5.92×10-5) | ß | Gulf Coast Regional Blood Center (personal communication) |
South FL during KLT | 0.000153 (0.000101-0.000216) | ß | OneBlood, SunCoast and U.S. Blood Bank (personal communication) |
Other | 1.59×10-6 (9.84×10-7 – 2.34×10-6) | ß | Stramer 2017 |
ZIKV-positive donation in Puerto Rico: | |||
High mosquito season | 0.0066 (0.00574 – 0.00742) | ß | Roche Molecular Systems' IND weekly data summaries |
Low mosquito season | 0.00054 (0.000342 – 0.000782) | ß | Roche Molecular Systems' IND weekly data summaries |
Donor traveled to area of known local transmission, 50 states other | 0.0813 (0.0702 – 0.0924) | Tri(±20%) | 1995 ATS survey |
ZIKV-positive donation is from donor with travel exposure, 50 states other | 0.99 (0.987 – 0.993) | ß | Centers for Disease Control and Prevention 2016 Case Counts |
TTZ, ZIKV-positive RBC, PLT | 0.5 (0.363 – 0.576) | Tri(0.3,0.7) | Expert judgement |
TTZ, ZIKV-positive FFP | 0.9 (0.832 – 0.968) | Tri(0.8,0.9) | Expert judgement |
Mild febrile illness | 0.1836 (.0959 – .2711) | ß | Duffy 2009 |
Guillain-Barre Syndrome | 0.000257 | ß(42, 163357) | Cao-Lormeau 2016 |
Death from GBS | 0.0258 | ß(128, 4954) | Alshekhlee 2008 |
Permanent disability from GBS | Age-dependent | Supplemental table | Frenzen 2008 |
Recipient pregnant3 | 0.00157 | Tri(0.00013, 0.0257) | Murphy MSQ (personal communication) |
Congenital Zika Syndrome if TTZ in pregnant woman | 0.0343 (0.0095-0.1950) | ß | Lee 2017 |
Sexual transmission4 | 0.1 | Tri(0.01 – 0.20) | O’Brien 2016 |
Recipients, n | |||
50 states | |||
TX gulf coast during KLT | 72529 | - | Gulf Coast RBC |
South FL during KLT | 64956 | - | OneBlood, SunCoast and U.S. Blood Bank |
Other | 4862515 | - | Ellingson 2017 |
Puerto Rico | |||
High season | 15500 | - | Roche |
Low season | 15500 | - | Roche |
Test characteristic value | |||
ID-NAT | |||
Sensitivity | 0.99 | ß(198,2) | Busch 2017 |
Specificity | 0.99997 | ß(358763,9) | Busch 2017 |
MP-NAT | |||
Sensitivity | 0.925 | ß(185,15) | Busch 2017 |
Specificity | 0. 999999999 | Calculated | 1-(1-(specificity ID-NAT))2 |
Costs, $ | |||
ID-NAT, per donation | 10 | Tri(7,13) | Ellingson 2017 |
MP-NAT, per donation | 6 | Tri(3,9) | Ellingson 2017 |
Positive result | 85 | Tri(70,100) | Expert opinion |
Separate inventory, per donation | 25 | Tri(10,40) | Expert opinion |
Mild febrile illness, recipient5 | $1257.24 (221.24 – 2293.24) | G | Lee 2017 |
Mild febrile illness, partner6 | $100.97 (51.52 – 152.49) | G | Lee 2017 |
GBS | $57,107 (47,223 – 66,992) | G | Lee 2017 |
GBS permanent disability, annual beyond year 1 | 35721.83 | Tri(±20%) | DeVivo 2011 |
GBS death | 67107 | Tri(±20%) | Lee 2017 |
Congenital Zika syndrome lifetime direct costs | 4035893 | Tri(±20%) | Li 2017 |
Utility value7 | |||
Recipient baseline | 0.9 | - | Custer 2005 |
Partner or infant baseline8 | 1 | - | |
GBS year 1 | 0.76 | ß | Forsberg 2005 |
GBS temporary, year 2 | 0.87 | ß | Forsberg 2005 |
GBS temporary, years 3-6 | 0.99 | - | Forsberg 2005 |
Mild febrile illness, recipient | Age-dependent | Supplemental table | Hollmann 2013 |
Mild febrile illness, partner | 0.57 (0.54 – 0.6) | G | Hollmann 2013 |
Congenital Zika syndrome | 0 | - | Assumption |
Symptom duration (interquartile range) | |||
Mild febrile illness, recipient | 21 days (10 – 36) | G | Hollmann 2013 |
Mild febrile illness, partner | 7 (5.5 – 10) | G | Hollmann 2013 |
1FFP = fresh or frozen plasma; GBS = Guillain–Barré syndrome; ID-NAT = individual donation nucleic acid testing; IND = investigational new drug; KLT = known local transmission; MP-NAT = mini-pooled NAT; PLT = platelet; PSA = probabilistic sensitivity analysis; RBC = red blood cell; TT = transfusion transmission; ZIKV = Zika virus. | |||
2ß indicates a ß distribution fit to 95% credible interval. ß(a,ß) indicates a ß distribution with shape parameters a<U+2423> and ß. Tri(±X%) indicates a triangular distribution with minimum value (1 - X)Y and maximum value (1 + X)Y, where Y is the point estimate. Tri(a,b) indicates a triangular distribution with minimum a and maximum b, where the expected value is the point estimate. G indicates a G distribution fit to the 95% credible interval. | |||
3As an extension to their analysis on the risk for exposure to transfusion among pregnant women (Murphy 2017), Dr. Kumanan Wilson and his team provided data on the proportion of blood products that are transfused to pregnant woman before the delivery hospitalization at The Ottawa Hospital. Age-specific probability of pregnancy was calculated such that probabilities of pregnancy by age were proportional to those reported in the 2010 pregnancy rates (Curtin 2015). | |||
4Probability of transmission given male penetrative sex was multiplied by the probability of male penetrative sex to determine the recipient's risk for transmitting to a sexual partner. Age-specific probability of male penetrative sex was determined from the National Survey of Sexual Health and Behavior (Habernick 2010). We assumed that 30% of men who reported penetrative anal sex did not also have penetrative vaginal sex. | |||
5Assumed that recipients with mild febrile illness incur costs for 1 specialist visit, 1 broad serologic screening, 1 Zika IgM test, and 0.5 additional hospital days. | |||
6Assumed partners with mild febrile illness incur costs for 1 specialist visit. | |||
7Utilities were assumed to be multiplicative. | |||
8Infants and partners were assumed to have a life expectancy of 78.74 y. For older partners, remaining life expectancy was assumed to be 2 y. |
Our model randomly sampled the estimated number of transfusion recipients in a year (5 million for the 50 states and 31,000 for Puerto Rico) from a representative database and determined outcomes for each recipient individually. Because a suitable data set was not available for U.S. recipients, we sampled characteristics—including age, sex, and number of each component received (red blood cells, platelets, and plasma)—from a large database of Swedish and Danish transfusion recipients [80] with similar characteristics to U.S. recipients [81]. Recipients’ expected survival was sampled from a distribution based on observed posttransfusion survival of U.S. donors [81] adjusted to reflect recipient age and component exposure (see supplemental methods). The National Blood Collection and Utilization Survey was used to determine the number of components prepared per donation collected after accounting for wastage [34]. We estimated the probability that a ZIKV-infectious component was transfused on the basis of test sensitivity and specificity and the rate of donations testing positive for ZIKV RNA measured in the donor population. The probability that a transfusion resulted in infection was based on component-specific estimates of transfusion transmissibility (Table 2.1).
Health consequences of transfusion transmission included asymptomatic infection, mild febrile illness, and Guillain−Barré syndrome. Guillain−Barré syndrome resulted in temporary symptoms, permanent disability, or premature death. Male recipients could transmit sexually. The likelihood of sexual transmission was calculated based on the age-dependent probability of penetrative sex and an assumed probability of sexual transmission. Infected sexual partners could have the same adverse events as recipients. Female recipients and sexual partners were assigned an age-dependent probability of being pregnant. The likelihood that maternal infection lead to congenital Zika syndrome was based on a prior analysis (Figure 7.1) [70].
The medical costs, productivity costs, and QALYs lost due to all adverse events were totaled. Uncertainty was estimated by probabilistic sensitivity analysis, during which the model was run 10,000 times with different input parameters sampled from distributions (Table 2.1). Linear regression meta-modeling was used to assess sensitivity to specific variables (see supplemental methods) [82].
2.2.2 Rate of ZIKV-infectious donations
Donations confirmed positive for ZIKV RNA were considered infectious whether they tested positive or negative for IgM. For Puerto Rico, the rate of ZIKV-positive donations was based on ID-NAT results from 3 April 2016 to 1 April 2017. To enable evaluation of seasonally targeted strategies, the 52-week period was divided into a 26-week season of high mosquito activity (April through September) and a 26-week season of low mosquito activity (October through March).
In the 50 states, implementation began in May 2016 and was completed in December 2016, after the epidemic had waned. Blood centers with a higher perceived risk for ZIKV-infectious donations implemented ID-NAT earlier than low-risk centers [51]. To derive a rate of ZIKV-infectious donations that included early testing but also reflected the quantity of donations typically screened in a year, we extended our period of analysis from 23 May 2016 to 4 November 2017.
To enable evaluation of targeted strategies, data on donations collected during local transmission in south Florida (August 2016 to June 2017) and the Texas Gulf Coast (December 2016 to August 2017) were separated. The remaining donations in the 50 states’ supply were divided between those collected from donors with a history of travel to an area of local transmission in the past year and those from donors without such a history. The number of donors with a travel history was estimated from the 1995 American Travel Survey [66], the only comprehensive survey of both domestic and international travel destinations for U.S. residents. The proportion of ZIKV-positive donations due to travel acquisition was estimated from surveillance data on the sources of Zika infections in the 50 states compiled by the Centers for Disease Control and Prevention [61].
2.2.3 Policies considered
Assessed policies differed in how they applied screening tests across donor subpopulations. Screening tests include ID-NAT and MP-NAT, where NAT is done on a sample pooled from 6 to 16 donations. We considered the following 5 policies for both Puerto Rico and the 50 states: no Zika NAT screening, universal ID-NAT, universal MP-NAT, a separate-inventory policy wherein components from donations intended to be transfused to women of childbearing age were screened with ID-NAT and others were not screened, and a similar separate-inventory policy wherein others were screened with MP-NAT.
For Puerto Rico, we also considered the following 3 seasonal strategies: MP-NAT in high mosquito season and no screening in low season, ID-NAT in high mosquito season and no screening in low season, and ID-NAT in high mosquito season and MP-NAT in low season.
For the 50 states, we also considered the following 4 strategies that targeted donors who resided in or had recently traveled to areas of known local transmission: ID-NAT in areas with a known local transmission only (location-adaptive), location-adaptive MP-NAT, ID-NAT for donors who traveled to or resided in an area with a known local transmission only (travel-adaptive), and travel-adaptive MP-NAT.
Areas with a known local transmission were defined geographically and temporally (see supplemental methods).
2.2.4 Techniques to improve model efficiency
Our Monte Carlo simulation model used 2 efficiency improvement techniques to generate more precise outcome estimation with less computation. First, common random numbers were used across all policies. Second, a conditional Monte Carlo approach was used for the primary analysis (see supplemental methods). In a secondary analysis, we simulated whether patients had TTZ using traditional Monte Carlo methods and compared the component exposure, age at transfusion, and baseline survival of recipients with TTZ to those of other recipients.
2.2.5 Determining cost-effectiveness
Routine disease-marker tests of donated blood have been shown to exceed the willingness-to-pay thresholds of $50 000 to $150 000 that are commonly used for health care interventions in the United States [7–9,83]. Because of this precedent, the history of transfusion-transmitted HIV and hepatitis C virus, and the normative idea that decision makers might be willing to make larger investments to prevent health system–acquired illness than illness acquired elsewhere, we chose an alternate cost-effectiveness threshold of $1 million per QALY gained, as proposed previously (53).
We include the cost-effectiveness ratio (CER) of universal ID-NAT versus no screening as a key result because the FDA mandated ID-NAT in 2016. We also include the incremental CER (ICER) of each intervention, which describes the cost per benefit compared with the nondominated alternative we considered that was next most effective. An intervention can be cost-effective compared with no screening (CER below willingness-to-pay threshold) while not being cost-effective compared with alternatives (ICER above willingness-to-pay threshold).
2.2.6 Two-year follow-up
Two years after the original pubication, I developed a follow-up analysis in which I estimated (1) the relationship between the rate of Zika-infectious donations and the rate of adverse outcomes due to TT-Zika in the 50 states without screening and (2) the 2018 cost-effectiveness of universal screening. For that analysis, I simulated 13 Zika-infectious donation rates between 0.01 and 10,000 per million donations, resampling parameters were resampled 10,000 times from distributions reflecting uncertainty. I estimated rates of mild febrile illness, congenital Zika syndrome, and Guillain-Barré syndrome cases in transfusion recipients and their sexual partners, linearly interpolating between the mean, 1st percentile, and 99th percentile of the rate of outcomes to generate a function mapping the rate of Zika-infectious donations and the rate of adverse outcomes. I also estimated the cost-effectiveness of universal MP-NAT and ID-NAT as compared to no screening in the 50 states based on the rate of Zika-infectious donations observed in 2018 [61].
The analytic code is available on request; all analysis was done using Python 2.7.5 (Python Software Foundation) or R, version 3.4.3 (R Foundation for Statistical Computing).